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2011-2003 / 2002 / 2001 / 2000-1996 | |
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| Federal Register Citation | 2011 - 2003 Title of Issuance |
Agency/ Status |
Regulations/Issuances Added or Amended |
| 75 FR 36589 (6/28/2010) |
Definitions and Other Regulations Relating to Prepaid Access | FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed change of “stored value” to “prepaid access,” with substantive changes to 31 CFR 103.11, 103.20, 103.40, 103.41, and 103.12 |
| 75 FR 19241 (4/14/2010) |
Defining Mutual Funds as Financial Institutions | FinCEN/ Treasury Final Rule |
Revisions regarding mutual funds to 31 CFR 103.11, 103.33, 103.56, and 103.130 |
| 75 FR 8844 (2/26/2010) |
Reports of Foreign Financial Accounts | FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed revision of 31 CFR 103.24 |
| 75 FR 6560 (2/10/2010) |
Expansion of Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity | FinCEN/ Treasury Final Rule |
Revision of 31 CFR 103.90 and 103.100 |
| 74 FR 59096 (11/17/2009) |
Administrative Ruling System | FinCEN/ Treasury Final Rule |
Revision of 31 CFR 103.85 |
| 74 FR 58926 (11/16/200 |
Expansion of Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity | FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed revisions to 31 CFR 103.90 and 103.100 |
| 74 FR 26996 (6/5/2009) |
Defining Mutual Funds as Financial Institutions | FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed revisions to 31 CFR 103.11, 103.33, 103.56, and 103.130 |
| 74 FR 22129 (5/12/2009) |
Definitions and Other Regulations Relating to Money Services Businesses | FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed revisions to definitions of certain MSBs, 31 CFR 103.11(uu) |
74 FR 10161 |
Sharing Suspicious Activity Reports by Securities Broker-Dealers, Mutual Funds, Futures Commission Merchants, and Introducing Brokers in Commodities With Certain U.S. Affiliates |
FinCEN/Treasury Notice of Proposed Rulemaking |
Would permit specified security industry participants to share a SAR with affiliates that are also subject to SAR rules |
74 FR 10158 |
Sharing Suspicious Activity Reports by Depository Institutions With Certain U.S. Affiliates |
FinCEN/Treasury Notice of Proposed Rulemaking |
Would allow sharing of bank with affiliates that are also subject to SAR rules |
74 FR 10148 |
Confidentiality of Suspicious Activity Reports |
FinCEN/ Treasury Notice of Proposed Rulemaking |
Proposed clarification of statutory prohibition of disclosure of SARs |
74 FR 10145 |
Standards Governing the Release of a Suspicious Activity Report |
Office of Thrift Supervision Notice of Proposed Rulemaking |
Proposes standards for release of a SAR |
74 FR 10139 |
Confidentiality of Suspicious Activity Reports |
Office of Thrift Supervision Notice of Proposed Rulemaking |
Proposed clarification of statutory prohibition of disclosure of SARs |
74 FR 10136 |
Standards Governing the Release of a Suspicious Activity Report |
Office of the Comptroller of the Currency/Treasury Notice of Proposed Rulemaking |
Proposes standards for release of a SAR |
74 FR 10130 |
Confidentiality of Suspicious Activity Reports |
Office of the Comptroller of the Currency/ Treasury Notice of Proposed Rulemaking |
Proposed clarification of statutory prohibition of disclosure of SARs |
73 FR 74010 |
Exemptions from the Requirement to Report Transactions in Currency |
FinCEN/Treasury Final Rules |
A continuation of FinCEN’s efforts to get banks to use the exemption system and thereby reduce CTR filings |
73 FR 66414 |
Transfer and Reorganization of Bank Secrecy Act Regulations |
FinCEN/Treasury Notice of Proposed Rulemaking and Request for Comments |
FinCEN proposes to create a new Chapter X in Title 31 of the Code of Federal Regulations, with Parts 1000 through 1099, and thereby replace 31 CFR, Chapter 1, Part 103 |
73 FR 22101 |
Exemptions From the Requirement to Report Transactions in Currency; Comment Request |
FinCEN/ Treasury |
Proposals to reduce CTR filing burden through increased use of exemptions |
| 73 FR 22101 (4/24/2008) | Proposed Amendments to the Bank Secrecy Act Regulations—Exemptions From the Requirement To Report Transactions in Currency |
FinCEN/Treasury Notice/Request for Comments |
31 CFR 103.22 (proposed amendments to CTR exemption rules) |
73 FR 21179 |
Withdrawal of Notice of Proposed Rulemaking Against the Republic of Nauru |
FinCEN/ Treasury |
Proposal to impose fifth special measure withdrawn |
73 FR 21178 |
Withdrawal of Notice of the Finding of the Republic of Nauru as a Primary Money Laundering Concern |
FinCEN/ Treasury Withdrawal of Finding |
Nauru no longer jurisdiction of primary money laundering concern under 31 U.S.C. 5318A |
73 FR 19452 |
Withdrawal of the Finding of Primary Money Laundering Concern and the Notice of Proposed Rulemaking Against First Merchant Bank |
FinCEN/Treasury Withdrawal of Finding and Notice of Proposed Rulemaking |
Proposal to impose fifth special measure withdrawn |
| 73 FR 1975 (1/11/2008) | Financial Crimes Enforcement Network; Amendment Regarding Financial Institutions Exempt from Establishing Anti-Money Laundering Programs |
FinCEN/Treasury Final Rule |
31 CFR 103.170 (updating exemption provision to reflect that dealers in previous metals, stone, or jewels, and insurance companies, must have AML programs) |
| 72 FR 63718 (11/9/2007) | Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003 | Federal Reserve System, FDIC, Treasury, NCUA, FTC | 12 CFR 41; 12 CFR 222; 12 CFR 334; 12 CFR 571: 12 CFR 717; 16 CFR 681 |
| 72 FR 44768 (8/9/2007) |
Special Due Diligence Programs for Certain Foreign Accounts | Treasury/FinCEN Final Rule |
31 CFR 103.176 (enhanced due diligence for certain foreign banks) |
| 72 FR 35008 (6/26/2007) |
Amendments to Bank Secrecy Act Regulations Regarding Casino Recordkeeping and Reporting Requirements | Treasury/FinCEN Final Rule |
31 CFR 103.22 (amended); FinCEN Form 103 (revised) |
| 72 FR 12730 (3/19/2007) |
Imposition of Special Measure Against Banco Delta Asia, Including Its Subsidiaries Delta Asia Credit Limited and Delta Asia Insurance Limited, as a Financial Institution of Primary Money Laundering Concern | Treasury/ FinCEN Final Rule |
31 CFR 103.193 Special Measures Against Banco Delta Asia |
| 71 FR 44351 (8/4/2006) |
Currency Transaction Reports by Casinos - Nevada | Treasury/ FinCEN Notice/Request for Comments |
Form available for review at http://www.fincen.gov/forms/fin103n_ctrc-n.pdf |
| 71 FR 39554 (7/13/2006) |
Imposition of Special Measure Against VEF Banka, as a Financial Institution of Primary Money Laundering Concern | FinCEN/Treasury Final Rule |
31 CFR 103.192 |
| 71 FR 36720 (6/28/2006) |
Filing Requirements for Suspicious Activity Reports | National Credit Union Administration Proposed Rule |
12 CFR Part 748 |
| 71 FR 26220 (5/4/2006) |
Obtaining Information from Financial Institutions | Department of Defense Final Rule |
32 CFR Part 275 |
| 71 FR 26220 (5/4/2006) |
Obtaining Information From Financial Institutions; Right to Financial Privacy Act of 1978 | Department of Defense Final Rule |
32 CFR Part 275 |
| 71 FR 26213 (5/4/2006) | Requirement That Mutual Funds Report Suspicious Transactions | FinCEN/Treasury Final Rule |
31 CFR 103.15 (new, with previous 103.15 redesignated as 103.12), 103.16 |
| 71 FR 13260 (3/15/2006) | Imposition of Special Measure Against Commercial Bank of Syria, Including Its Subsidiary, Syrian Lebanese Commercial Bank, as a Financial Institution of Primary Money Laundering Concern | FinCEN/Treasury Final Rule |
31 CFR 103.188 |
| 71 FR 5631 (2/2/2006) |
Obtaining Information from Financial Institutions | Department of Defense Proposed Rule |
32 CFR Part 275 |
| 70 FR 33702 (6/9/2005) | Anti-Money Laundering Programs for Dealers in Precious Metals, Stones, or Jewels | FinCEN/Treasury Interim Final Rule; Request for Comments |
31 CFR 103.140 |
| 71 FR 16042 (3/30/2006) | Libyan Sanctions Regulations, Angola (UNITA) Sanctions Regulations, Rough Diamonds (Liberia) Sanctions Regulations OFAC Final Rule |
OFAC Final Rule |
31 CFR Parts 550, 590, 591 (removed) |
| 71 FR 16040 (3/30/2006) | Special Due Diligence Programs for Certain Foreign Accounts |
FinCEN/Treasury Final Rule; extension of applicability dates |
31 CFR 103.176(e)(1), 103.178(e)(1) |
| 71 FR 14129 (3/21/2006) | Proposed Amendments to Bank Secrecy Act Regulations Regarding Casino Recordkeeping and Reporting Requirements | FinCEN/Treasury Notice of Proposed Rulemaking |
31 CFR 103.22(b)(2) (proposed revisions) |
| 71 FR 13934 (3/20/2006) |
International Banking Operations | Board of Governors of the Federal Reserve System Final Rule |
12 CFR 211.5(m), 211.24(j) (revised provisions in Regulation K) |
| 71 FR 13260 (3/15/2006) | Imposition of Special Measure Against Commercial Bank of Syria, Including Its Subsidiary, Syrian Lebanese Commercial Bank, as a Financial Institution of Primary Money Laundering Concern |
FinCEN/Treasury Final Rule |
31 CFR 103.188, Special Measures Against Commercial Bank of Syria (new section) |
| 71 FR 12308 (3/10/2006) | Provision of Banking Services to Money Services Businesses | FinCEN/Treasury Advance Notice of Proposed Rulemaking |
Issues for Comment |
| 71 FR 5392 (2/1/2006) | Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change To Amend Rule 445 |
SEC Release 34-53176 |
NYSE Rule 445 (rule change approved by SEC) |
| 71 FR 1994 (1/12/2006) | Reporting and Procedures Regulations: Cuban Assets Control Regulations; Economic Sanctions Enforcement Guidelines; Partial Withdrawal |
OFAC Partial Withdrawal of Proposed Rule (see 68 FR 4422, 1/29/2003) |
(proposed rule change withdrawn with respect to “banking institutions”) |
| 71 FR 1971 (1/12/2006) | Economic Sanctions Enforcement Procedures for Banking Institutions | OFAC Interim Final Rule/Request for Comments |
31 CFR Part 501, Appendix A and Annexes (including OFAC Risk Matrices) |
| 71 FR 632 (1/5/2006) | Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material |
SEC Release 34-53030 |
NASD Rul 3011 (rule change regarding independent testing approved) |
| 71 FR 516 (1/4/2006) |
Special Due Diligence Programs for Certain Foreign Accounts | FinCEN, Treasury Notice of Proposed Rulemaking |
31 CFR 103.176 (proposed revision) |
71 FR 496 |
Special Due Diligence Programs for Certain Foreign Accounts | FinCEN, Treasury Final Rule
|
31 CFR 103.120, 103.175 (amended); 31 CFR 103.176, 103.178 (added); 31 CFR 103.181 – 183 (deleted) |
70 FR 66895 |
Comment Request; Suspicious Activity Report by Insurance Companies | FinCEN
| 67 FR 67547 (4/29/2002) as corrected by 67 FR 68935 (11/14/2002) (deferral); 68 FR 8480 (2/21/2003) (notice of proposed rulemaking) |
70 FR 66761 |
Requirement That Insurance Companies Report Suspicious Transactions | FinCEN/Treasury Final Rule |
67 FR 64067 (10/17/2002) (Notice of Proposed Rulemaking) |
70 FR 66754 |
Anti-Money Laundering Programs for Insurance Companies | FinCEN/Treasury Final Rule |
67 FR 60625 (9/26/2002) (Notice of Proposed Rulemaking) |
| 70 FR 55214 (9/20/2005) |
Finding That Banco Delta Asia SARL Is a Financial Institution of Primary Money Laundering Concern |
FinCEN, Treasury Notice of Finding |
|
| 70 FR 55217 (9/20/2005) |
Imposition of Special Measure Against Banco Delta SARL | FinCEN, Treasury Notice of Proposed Rulemaking |
30 CFR 103.193 |
70 FR 38994 |
Self-Regulatory Organizations; NewYork Stock Exchange, Inc.; Notice ofFiling of Proposed Rule Change ToAmend Rule 445 |
Securities and Exchange Commission (Release 34-51934)
|
(Amendment to NYSE Rule 445 to establish timeframes for independent testing of AML programs) |
70 FR 38990 |
Self-Regulatory Organizations;National Association of SecuritiesDealers, Inc.; Notice of Filing ofProposed Rule Change Relating toAmendments to NASD Rule 3011 and the Adoption of New RelatedInterpretive Material |
Securities and Exchange Commission (SEC Release 34-51935)
|
(amendment to NASD Rule 3011 relating to conduct of independent testing of AML programs) |
| 70 FR 38567 (7/1/2005) |
Blocking Property of Weapons of Mass Destruction Proliferators and Their Supporters | Executive Order 13382 | |
| 70 FR 34348 (6/14/2005) |
Terrorism Risk Insurance Program; Additional Claims Issues; Insurer Affiliates | Treasury Final Rule |
31 CFR 50.5 (amended); 50.55 (finalized); wee 70 FR 2830 (proposed rulemaking) |
| 70 FR 34521 (6/14/2005) |
Customer Identification Programs for Futures Commission Merchants and Introducing Brokers | FinCEN/Treasury
Notice and Request for Comments |
68 FR 25149 (5/9/2005) |
| 70 FR 21369 (4/26/2005) |
Imposition of Special Measure Against VEF Banka | FinCEN/Treasury
Notice of Proposed Rulemaking |
Regulations/Issuances Added or Amended |
| 70 FR 21362(4/26/2005) | Imposition of Special Measure Against Multibanka | FinCEN/Treasury
Notice of Proposed Rulemaking |
Special measures against specific institution |
| 70 FR 20204 (4/18/2005) | Suspicious Activity Report by Money Services Business | FinCEN/Treasury
Notice and Request for Comments |
Proposed MSB SAR replacement for TD F 90-22.56 |
| 70 FR 7403 (2/14/2005) |
Terrorism Risk Insurance Program; Technical Amendments to “Make Available” Provisions and “Insurer Deductible” Definition | Treasury Final Rule |
31 CFR 50.5, 50.20, 50.21 (amended) |
| 70 FR 2830 (1/18/2005) |
Terrorism Risk Insurance Program; Additional Claims Issues; Insurer Affiliations | Treasury Notice of Proposed Rulemaking |
Proposed 31 CFR 50.55 |
| 69
FR 77320 (12/27/2004) |
Proposed Collection; Comment Request; Money Services Business Survey | FinCEN/Treasury | FinCEN survey will update 1997 Coopers & Lybrand study of the MSB industry |
| 69
FR 77316 (12/27/2004) |
Agency Information Collection Activities; Proposed Collection; Comment Request; Designation of Exempt Person | FinCEN/Treasury Notice and request for comments |
Proposed revision of FinCEN Form 110: Designation of Exempt Person |
| 69
FR 76847 (12/23/2004) |
Interpretive Release No. 2004-02: Unitary Filing of Suspicious Activity Reports | FinCEN | Unitary filing with OFAC approved |
| 69
FR 76033 (12/20/2004) |
Agency Information Collection Activities | FinCEN/Treasury | Extension of collection notice |
| 69
FR 76030 (12/20/2004) |
Agency Information Collection Activities | FinCEN/Treasury | Extension of information collection |
| 69
FR 74439 (12/14/2004) |
Interpretive Release 2004-1—Anti-Money Laundering Program Requirements for Money Services Businesses With Respect to Foreign Agents or Foreign Counterparties | FinCEN/Treasury Final rule; interpretive release |
Interpretation of 31 CFR 103.125 (AML programs of MSBs) |
| 69
FR 51979 (8/24/2004) |
Amendment to BSA Regulations—Imposition of Special Measure Against First Merchant Bank OSH Ltd, Including Its Subsidiaries, as a Financial Institution of Primary Money Laundering Concern |
FinCEN/Treasury Notice of Proposed Rulemaking |
Special measures against specific institution |
| 69
FR 51973 (8/24/2004) |
Amendment to BSA Regulations: Imposition of Special Measure Against Infobank as a Financial Institution of Primary Money Laundering Concern | FinCEN/Treasury Notice of proposed rulemaking |
Special measures against specific institution |
| 69 FR 44932 (7/28/2004) | Terrorism Risk Insurance Program; Litigation Management | Treasury Final Rule |
31 CFR 50.80 – 84; see 69 FR 25341 (proposed rulemaking) |
| 69 FR 39296 (6/29/2004) |
Terrorism Risk Insurance Program; Claims Procedures | Treasury Final Rule |
31 CFR 50.50 - 54 |
| 69 FR 28098 (5/18/2004) | Imposition of a Special Measure Against Commercial Bank of Syria, Including Its Subsidiary, Syrian Lebanese Commercial Bank, as a Financial Institution of Primary Money Laundering Concern |
FinCEN/Treasury Notice of Proposed Rulemaking |
31 CFR 103.188 (proposed) |
| 69 FR 25341 (5/6/2004) |
Terrorism Risk Insurance Program; Litigation Management | Treasury Notice of Proposed Rulemaking |
Proposed 31 CFR 50.80 - 84 |
69 FR 25168 |
Treasury’s Decision to Extend the Terrorism Risk Insurance Act’s “Make Available” Requirement | Treasury Notice; Request for Comments |
Comments requested on Effectiveness of Make Available Requirement |
| 69
FR 19098 (4/12/2004) |
Imposition of Special Measures Against Myanmar Mayflower Bank and Asia Wealth Bank | FinCEN/Treasury Final Rule |
31 CFR 103.187, Special Measures Against Myanmar Mayflower Bank and Asia Wealth Bank |
| 69
FR 19093 (4/12/2004) |
Imposition of Special Measures Against Burma | FinCEN Treasury Final Rule |
31 CFR 103,186, Special Measures Against Burma |
| 69
FR 18999 (4/9/2004) |
Report of International Transportation of Currency or Monetary Instruments – Accompanied by an Individual, FinCEN Form 105 (CMIR Form 105)), and Report of International Transportation of Currency or Monetary Instruments – Shipment, Mailing, or Receipt, FinCEN Form 106 (CMIR Form 1066) | FinCEN Notice and Request for Comments |
FinCEN Form 105, Report of International Transportation of Currency or Monetary Instruments – Accompanied by an Individual; FinCEN Form 1006, Report of International Transportation of Currency or Monetary Instruments – Shipment, Mailing, or Receipt |
| 69 FR 4237 (1/29/2004) | Definition of Futures Commission Merchants and Introducing Brokers in Commodities as Financial Institutions; Requirement That Futures Commission Merchants and Introducing Brokers in Commodities Report | FinCEN/Treasury Final Rule; Corrections |
31 CFR 103.11 |
| 68
FR 65392 (11/20/2003) |
Financial Crimes Enforcement Network; Amendments to the Bank Secrecy Act Regulations; Definition of Futures Commission Merchants and Introducing Brokers in Commodities as Financial Institutions; Requirement That Futures Commission Merchants and Introducing Brokers in Commodities Report Suspicious Transactions | FinCEN/Treasury
Final Rule |
31 CFR 103.11, Meaning of Terms (amended); 31 CFR 103.17 Reports of futures commission merchants and introducing brokers in commodities of suspicious transactions; 31 CFR 103.56, Enforcement (amended) |
| 68
FR 59720 (10/17/2003) |
Terrorism Risk Insurance Program; Disclosures and Mandatory Availability Requirements | Departmental Offices, Treasury
Final Rule |
31 CFR 50.12 Clear and Conspicuous Disclosure; 50.14, Separate Line Item; 50.18, Disclosure Required by Reinstatement Provision; 50.21, Make Available (all amended) |
| 68
FR 59715 (10/17/2003) |
Terrorism Risk Insurance Program; State Residual Market Insurance Entities | Departmental Offices, Treasury
Final Rule |
31 CFR 50.19, General Disclosure Requirements for State Residual Market Insurance Entities and State Worker’s Compensation Funds; 50.30, General Participation Requirements; 50.36, Allocation of Premium Income Associated With Entities That Do Share Profits and Losses With Private Sector Insurers |
| 68
FR 55335 (9/25/2003) |
Customer Identification Programs for Financial Institutions | Treasury Disposition of Comments and Termination of Inquiry |
Over 34,000 comments received on customer identification rules; Treasury deems no changes to final rules warranted. |
| 68
FR 55309 (9/25/2003) |
Financial Crimes Enforcement Network; Freedom of Information Act, Privacy Act of 1974; Implementation | Treasury Final Rule |
31 CFR Part 1, Subpart A, Freedom of Information Act, Appendix M, Financial Crimes Enforcement Network (new); Subpart C, Privacy Act (amended) |
| 68
FR 41250 (7/11/2003) |
Terrorism Risk Insurance Program | Treasury Final Rule | 31 CFR 50.2, Responsible Office; 50.5 (Definitions amended); 50.8, Procedure for requesting determination of controlling influence; 50.9, Procedure for requesting general interpretations of statute |
| 68
FR 34196 (6/6/2003) |
Global Terrorism Sanctions Regulations | OFAC Interim Final Rule |
31 CFR Part 594 (new Part to sanctions regulations) |
| 68 FR 32434 (5/30/2003) | International Banking Operations | Board of Governors of the Federal Reserve System Notice of Proposed Rulemaking |
12 CFR 211.5(m), 211.24(j) (new provisions proposed) |
| 68 FR 32434 (5/30/2003) |
International Banking Operations | Federal Reserve Notice of Proposed Rulemaking |
12 CFR 211.5(m) (Edge and Agreement corporations to establish AML programs); 211.24(j) (amended) |
| 68
FR 26489 (5/16/2003) |
Financial Crimes Enforcement Network; Delegation of Enforcement Authority Regarding the Foreign Bank Account Report Requirements | FinCEN Final Rule |
31 CFR 103.56(g) (delegation to IRS) |
| 68
FR 25163 (5/9/2003) |
Financial Crimes Enforcement Network; Customer Identification Programs for Certain Banks Lacking a Federal Functional Regulator | FinCEN Notice of Proposed Rulemaking |
(FinCEN believes 31 CFR 103.121 should
apply to all banks, see 68 FR 25090) |
| 68
FR 25149 (5/9/2003) |
Customer Identification Programs for Futures Commission Merchants and Introducing Brokers | CFTC, FinCEN Joint Final Rule |
31 CFR 103.123, Customer identification programs for futures commission merchants and introducing brokers |
| 68
FR 25131 (5/9/2003) |
Customer Identification Programs for Mutual Funds | SEC, FinCEN Joint Final Rule |
31 CFR 103.131, Customer identification programs for mutual funds |
| 68
FRÊ25113 (5/9/2003) |
Customer Identification Programs for Broker-Dealers | SEC, FinCEN Joint Final Rule |
31 CFR 103.35 (amended); 103.122, Customer identification programs for broker-dealers |
| 68
FR 25090 (5/9/2003) |
Customer Identification Programs for Banks, Savings Associations, Credit Unions and Certain Non-Federally Regulated Banks | FinCEN, OCC, Federal Reserve, FDIC,
OTS, NCUA Joint Final Rule |
31 CFR 103.11 (amended); 31 CFR 103.34 (amended); 103.121, Customer Identification Programs for banks, savings associations, credit unions, and certain non-Federally regulated banks; 12 CFR 21.21, 208.63, 211.5, 211.24, 326.8, 563.177, 748l. 2 (all revised) |
| 68
FRÊ23653 (5/5/2003) |
Financial Crimes Enforcement Network;
Proposed Amendments to the Bank Secrecy Act Regulations; Definition of Futures Commission Merchants and Introducing Brokers in Commodities as Financial Institutions; Requirement That Futures Commission Merchants and Introducing Brokers in Commodities Report Suspicious Transactions |
FinCEN Notice of Proposed Rulemaking | 31 CFR 103.11(f), (n) (financial institutions include FCMs and introducing brokers in commodities); 103.17, Reports by futures commission merchants and introducing brokers in commodities of suspicious transactions; 103.56(b)(9) (enforcement with CFTC) |
| 68
FR 23646 (5/5/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Programs for Investment Advisers | FinCEN Proposed Rule |
31 CFR 103.56(b)(6) (enforcement authority over investment advisers given to SEC); 103.150, Anti-money laundering programs for investment advisers; Appendix D to Subpart I of Part 103, Unregistered Investment Advisers Notice for Purposes of 31 CFR 103.150(d) |
| 68
FR 23640 (5/5/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Programs for Commodity Trading Advisors | FinCEN Notice of Proposed Rulemaking |
New 31 CFR 103.56(b)(8) and (9) (CFTC given examination authority over FCMs, introducing brokers, commodity pool operators, commodity trading advisors); 31 CFR 103.133, Anti-money laundering programs for commodity trading advisors |
| 68
FR 19309 (4/18/2003) |
Terrorism Risk Insurance Program (2
releases) |
Depart-mental Offices, Treasury Notice of Proposed Rulemaking by Cross-Reference to Interim Final Rule/Notice of Proposed Rulemaking |
|
| 68
FR 19302 (4/18/2003) |
Terrorism Risk Insurance Program | Depart-mental Offices, Treasury Interim Final Rule With Request for Comments |
31 CFR 50.10, General disclosure requirements; 50.11, Definition; 50.12, Clear and conspicuous disclosure; 50.13, Offer, purchase, and renewal; 50.14, Separate line item; 50.17, Use of model forms; 50.18, Disclosure required by reinstatement provision; 50.19, Disclosure of State residual market insurance entities and State workersâ compensation funds; 50.20, General mandatory availability requirements; 50.21, Make available; 50.23, No material difference from other coverage; 50.24, Applicability of State law requirements |
| 68
FR 18917 (4/17/2003) |
Financial Crimes Enforcement Network; Imposition of Special Measures Against the Country of Nauru | FinCEN Notice of Proposed Rulemaking |
31 CFR 103.184, Special measures against Nauru |
| 68
FR 17809 (4/11/2003) |
Interagency Paper on Sound Practices To Strengthen the Resilience of the U.S. Financial System | Federal Reserve, OCC, SEC | |
| 68
FR 17569 (4/10/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Program Requirements for ãPersons Involved in Real Estate Closing and Settlementsä | FinCEN Advance Notice of Proposed Rulemaking |
Issues posed as questions for comment |
| 68
FR 15039 (3/27/2003) |
Departmental Offices; Interim Guidance Providing Procedure for Rebuttal of Presumption of Control of an Insurer for Purposes of the Terrorism Risk Insurance Program | Depart-mental Offices, Treasury Notice |
Procedure for Rebutting Presumption of Control |
| 68
FR 11617 (3/11/2003) |
Financial Crimes Enforcement Network; Agency Information Collection Activities; Submission for OMB Review: Comment Request; Suspicious Activity Report | FinCEN, OCC OTS, Federal Reserve, FDIC,
NCUA Submission for OMB Review; Joint Comment Request |
Suspicious Activity Report (July 2003) |
| 68
FR 10965 (3/7/2003) |
Notice of Expiration of Conditional Exception to Bank Secrecy Act Regulations Relating to Orders for Transmittal of Funds by Financial Institutions | FinCEN Expiration of Conditional Exception; Request for Comments |
Expiration of CIF ExceptionÊto 31 CFR 103.33(g) (see 63 FR 3640) |
| 68
FR 9815 (2/28/2003) |
Departmental Offices; Terrorism Risk Insurance Program | Depart-mental Offices, Treasury Notice of Proposed Rulemaking |
Proposal to adopt interim final rule as final (see 68 FR 9804) |
| 68
FR 9804 (2/28/2003) |
Departmental Offices; Terrorism Risk Insurance Program | Depart-mental Offices, Treasury Interim Final Rule With Request for Comments |
31 Part 50, Terrorism Risk Insurance Program: 31 CFR 50.1, Authority, purpose and scope; 50.4, Mandatory participation in Program; 50.5, Definitions; 50.6, Rules of construction for dates; 50.7, Special rules for Interim Guidance safe harbors |
| 68
FR 8571 (2/24/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Programs for Travel Agencies | FinCEN Advance Notice of Proposed Rulemaking |
Issues posed as questions for comment |
| 68
FR 8568 (2/24/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Programs for Businesses Engaged in Vehicle Sales | FinCEN Advance Notice of Proposed Rulemaking |
Issues posed as questions for comment |
| 68
FR 8480 (2/21/2003) |
Financial Crimes Enforcement Network; Anti-Money Laundering Programs for Dealers in Precious Metals, Stones, or Jewels | FinCEN Notice of Proposed Rulemaking |
31 CFR 103.140, Anti-money laundering programs for dealers in precious metals, precious stones, or jewels |
| 68
FR 6613 (2/10/2003) |
Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations÷Requirement That Currency Dealers and Exchangers Report Suspicious Transactions | FinCEN Final Rule |
31 CF 103.19 (amended to replace SAR-BD references with SAR-SF); 31 CFR 103.20, Reports of money services businesses of suspicious transactions |
| 68 FR 6820 (2/11/2003) |
Rules Governing Availability of Information | OFAC Final Rule |
31 CFR 501.805 (see 67 FR 41658) |
| 68 FR 4422 (1/29/2003) |
Reporting and Procedures Regulations; Cuban Assets Control Regulations: Publication of Economic Sanctions Enforcement Guidelines |
OFAC Proposed Rule/Request for Comments |
31 CFR Part 501, Appendix: Economic Sanctions Enforcement Guidelines, Part 515, Appendix: Cuba Travel-Related and Certain Other Violations of 31 CFR Part 515 (proposed) |
| 68
FR 4544 (1/29/2003) |
Interim Guidance Concerning Certain Conditions for Federal Payment, Non-U.S. Insurers, and Scope of Insurance Coverage in the Terrorism Risk Insurance Act of 2002 | Departmental Offices, Treasury Notice |
Guidance in Q&A format |
| 68
FR 2716 (1/21/2003) |
Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations÷Requirement That Mutual Funds Report Suspicious Transactions | FinCEN Notice of Proposed Rulemaking |
31 CFR 103.15, Reports by mutual funds of suspicious transactions |
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